anti-money laundering

2 articles tagged "anti-money laundering"

Fintech

New Anti-Money Laundering Rules Proposed for Fund Advisers

U.S. regulators unveil new guidelines aimed at strengthening anti-money laundering efforts for fund advisers. The proposed rules will enhance documentation requirements for customer identities as part of the fight against illicit financial activities.

13 May 2024

Fintech

SEC and FinCEN Seek New Rules for Customer Identification in Finance

The SEC and FinCEN propose new customer identification rules for registered investment advisers to combat illicit financial activity, aiming to strengthen the industry’s safeguards.

13 May 2024